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Displaying 10 out of 5,628 results

Robert Scott Smith

Broker

CRD#: 1412333


EMERSON EQUITY LLC

Newberg, OR 97132

CRD#: 130032

Years of Experience: 36

Total Disclosures: 12

Customer Disputes: 12

Regulatory Disclosures: 0

Other Disclosures: 0

Richard George Thomas


INDEPENDENT FINANCIAL GROUP, LLC

Gearhart, OR 97138

CRD#: 7717

Years of Experience: 35

Total Disclosures: 11

Customer Disputes: 10

Regulatory Disclosures: 1

Other Disclosures: 0

James Charles Russell

Broker

CRD#: 407577


SECURITIES AMERICA, INC.

Eugene, OR 97401

CRD#: 10205

Years of Experience: 50

Total Disclosures: 10

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 10

William Lee Notrica


AEGIS CAPITAL CORP.

Portland, OR 97205

CRD#: 15007

Years of Experience: 47

Total Disclosures: 10

Customer Disputes: 9

Regulatory Disclosures: 0

Other Disclosures: 1

Sam Pieh


AMERICAN INDEPENDENT SECURITIES GROUP, LLC

Lake Oswego, OR 97034

CRD#: 135288

Years of Experience: 38

Total Disclosures: 10

Customer Disputes: 6

Regulatory Disclosures: 1

Other Disclosures: 3

Mark Kim Gaskill


MKG FINANCIAL GROUP, INC.

Portland, OR 97202-6487

CRD#: 104214

Years of Experience: 45

Total Disclosures: 9

Customer Disputes: 2

Regulatory Disclosures: 1

Other Disclosures: 6

Adriel John Gaines


SECURITIES AMERICA, INC.

Springfield, OR 97478

CRD#: 10205

Years of Experience: 25

Total Disclosures: 9

Customer Disputes: 8

Regulatory Disclosures: 1

Other Disclosures: 0

Zheng Peter Yu

Broker

CRD#: 4887359


TRANSAMERICA FINANCIAL ADVISORS, INC

Beaverton, OR 97005

CRD#: 16164

Years of Experience: 1

Total Disclosures: 9

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 9

David Douglas Swanson


SWANSON FINANCIAL SERVICES, INC.

Lake Oswego, OR 97035

CRD#: 143113

Years of Experience: 33

Total Disclosures: 8

Customer Disputes: 6

Regulatory Disclosures: 2

Other Disclosures: 0

Calvin Seaborn Sumner


SECURITIES AMERICA, INC.

Lake Oswego, OR 97035

CRD#: 10205

Years of Experience: 42

Total Disclosures: 7

Customer Disputes: 2

Regulatory Disclosures: 0

Other Disclosures: 5

5,628 Results

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