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Displaying 10 out of 20,393 results

James Eugene Vinick

Broker

CRD#: 454934


MOORS & CABOT, INC.

Springfield, MA 01103

CRD#: 594

Years of Experience: 51

Total Disclosures: 19

Customer Disputes: 17

Regulatory Disclosures: 1

Other Disclosures: 1

James Edmond Moniz


SUPREME ALLIANCE LLC

Plymouth, MA 02360

CRD#: 45348

Years of Experience: 40

Total Disclosures: 17

Customer Disputes: 14

Regulatory Disclosures: 3

Other Disclosures: 0

Efthimios I Emmanouilidis


MORGAN STANLEY

Wellesley, MA 02481

CRD#: 149777

Years of Experience: 40

Total Disclosures: 15

Customer Disputes: 15

Regulatory Disclosures: 0

Other Disclosures: 0

Mark Bernard Lublin


INTEGRATED ADVISORS NETWORK LLC

West Newtown, MA 02465

CRD#: 171991

Years of Experience: 30

Total Disclosures: 15

Customer Disputes: 12

Regulatory Disclosures: 2

Other Disclosures: 1

Paul Joseph Mauro


SAGEPOINT FINANCIAL, INC.

Westborough, MA 01581

CRD#: 133763

Years of Experience: 46

Total Disclosures: 13

Customer Disputes: 10

Regulatory Disclosures: 2

Other Disclosures: 1

Sidney Rivas

Broker

CRD#: 2753666


PFS INVESTMENTS INC.

Auburn, MA 01501

CRD#: 10111

Years of Experience: 26

Total Disclosures: 12

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 12

C Christopher Stafford


RAYMOND JAMES & ASSOCIATES, INC.

Boston, MA 02110

CRD#: 705

Years of Experience: 32

Total Disclosures: 10

Customer Disputes: 9

Regulatory Disclosures: 1

Other Disclosures: 0

Michael Joseph Surprenant


MOORS & CABOT, INC.

Boston, MA 02110

CRD#: 594

Years of Experience: 28

Total Disclosures: 10

Customer Disputes: 3

Regulatory Disclosures: 1

Other Disclosures: 6

Sean Vance Dillon


UBS FINANCIAL SERVICES INC.

Boston, MA 02109

CRD#: 8174

Years of Experience: 37

Total Disclosures: 9

Customer Disputes: 8

Regulatory Disclosures: 0

Other Disclosures: 1

Catherine Ann Sheridan

Broker

CRD#: 1203915


RACE ROCK CAPITAL LLC

Winchester, MA 01890

CRD#: 153363

Years of Experience: 38

Total Disclosures: 8

Customer Disputes: 2

Regulatory Disclosures: 1

Other Disclosures: 5

20,393 Results

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