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Displaying 10 out of 5,860 results

Stephen Dewey Godfrey

Investment Advisor, Previously Registered Broker

CRD#: 1866559

FINANCIAL PLANNING PARTNERS

Leawood, KS 66209

CRD#: 131832

Years of Experience: 33

Total Disclosures: 19

Customer Disputes: 18

Regulatory Disclosures: 1

Other Disclosures: 0

Thomas G Gresham

Broker, Investment Advisor

CRD#: 229641

MOLONEY SECURITIES CO., INC.

Overland Park, KS 66210

CRD#: 38535

Years of Experience: 53

Total Disclosures: 17

Customer Disputes: 16

Regulatory Disclosures: 0

Other Disclosures: 1

Brett Cody Bell

Broker, Investment Advisor

CRD#: 3050096

AMERIPRISE FINANCIAL SERVICES, LLC

Wichita, KS 67206-2364

CRD#: 6363

Years of Experience: 25

Total Disclosures: 14

Customer Disputes: 1

Regulatory Disclosures: 0

Other Disclosures: 13

Richard Angelo Fancher

Broker

CRD#: 1139618

NYLIFE SECURITIES LLC

Overland Park, KS 66210

CRD#: 5167

Years of Experience: 40

Total Disclosures: 12

Customer Disputes: 1

Regulatory Disclosures: 1

Other Disclosures: 10

Fred Francis Liebau

Investment Advisor, Previously Registered Broker

CRD#: 1049453

FARRECIAN INVESTMENTS INC

Wichita, KS 67218

CRD#: 305371

Years of Experience: 37

Total Disclosures: 12

Customer Disputes: 9

Regulatory Disclosures: 2

Other Disclosures: 1

Frank Dean Barber

Investment Advisor, Previously Registered Broker

CRD#: 1738443

BARBER FINANCIAL GROUP

Lenexa, KS 66215

CRD#: 152043

Years of Experience: 36

Total Disclosures: 12

Customer Disputes: 9

Regulatory Disclosures: 3

Other Disclosures: 0

Bradley Christopher Lawing

Investment Advisor, Previously Registered Broker

CRD#: 4986486

PREVAIL INNOVATIVE WEALTH ADVISORS, LLC

Leawood, KS 66224

CRD#: 288641

Years of Experience: 18

Total Disclosures: 11

Customer Disputes: 10

Regulatory Disclosures: 1

Other Disclosures: 0

William Trell Keen

Investment Advisor, Previously Registered Broker

CRD#: 2212517

KEEN WEALTH ADVISORS

Overland Park, KS 66210

CRD#: 170293

Years of Experience: 30

Total Disclosures: 10

Customer Disputes: 8

Regulatory Disclosures: 2

Other Disclosures: 0

Roger Lowell Wilkie

Broker, Investment Advisor

CRD#: 467135

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Overland Park, KS 66210

CRD#: 793

Years of Experience: 53

Total Disclosures: 8

Customer Disputes: 6

Regulatory Disclosures: 1

Other Disclosures: 1

Mark Thomas Hogan

Broker, Investment Advisor

CRD#: 3194646

PRIVATE CLIENT SERVICES, LLC

Overland Park, KS 66211

CRD#: 120222

Years of Experience: 24

Total Disclosures: 8

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 8

5,860 Results

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