Potomac Analytics' Logo

BrokerCheck

Get the facts on your financial advisor, free of charge.

Search for a Broker or Financial Advisor by Name:

Companies

Brokers

Filter by:

Clear Filters

Sort by:

Displaying 10 out of 15,439 results

Gregory Arthur Fisher

Broker

CRD#: 1172607

JEFFERIES LLC

Atlanta, GA 30326

CRD#: 2347

Years of Experience: 37

Total Disclosures: 21

Customer Disputes: 18

Regulatory Disclosures: 2

Other Disclosures: 1

Moses Lee Bright

Broker

CRD#: 4311639

PFS INVESTMENTS INC.

Tucker, GA 30084

CRD#: 10111

Years of Experience: 16

Total Disclosures: 20

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 20

Gregory Rizzo Traina

Broker

CRD#: 1589309

SAN BLAS SECURITIES LLC

Atlanta, GA 30326-1184

CRD#: 290605

Years of Experience: 36

Total Disclosures: 15

Customer Disputes: 15

Regulatory Disclosures: 0

Other Disclosures: 0

Willie Caldwell

Broker, Investment Advisor

CRD#: 2097325

TRANSAMERICA FINANCIAL ADVISORS, INC

Johns Creek, GA 30097

CRD#: 16164

Years of Experience: 32

Total Disclosures: 15

Customer Disputes: 4

Regulatory Disclosures: 0

Other Disclosures: 11

Gene Thomas Carr

Broker

CRD#: 2997377

CAMBRIDGE INVESTMENT RESEARCH, INC.

Macon, GA 31204

CRD#: 39543

Years of Experience: 25

Total Disclosures: 15

Customer Disputes: 1

Regulatory Disclosures: 0

Other Disclosures: 14

Brian Michael Levitan

Broker, Investment Advisor

CRD#: 2684478

TRANSAMERICA FINANCIAL ADVISORS, INC

Alpharetta, GA 30022

CRD#: 16164

Years of Experience: 14

Total Disclosures: 15

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 15

Charles Lee Bradley

Broker

CRD#: 1157140

CARTER, TERRY & COMPANY, INC.

Atlanta, GA 30305

CRD#: 16365

Years of Experience: 26

Total Disclosures: 14

Customer Disputes: 0

Regulatory Disclosures: 4

Other Disclosures: 10

Frank Jay Goldman

Broker

CRD#: 2040316

TRADEPRO SECURITIES,INC.

Lawrenceville, GA 30044

CRD#: 103781

Years of Experience: 33

Total Disclosures: 13

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 13

Audrey K Croft

Broker, Investment Advisor

CRD#: 4178028

AMERIPRISE FINANCIAL SERVICES, LLC

Roswell, GA 30075-5861

CRD#: 6363

Years of Experience: 23

Total Disclosures: 13

Customer Disputes: 3

Regulatory Disclosures: 0

Other Disclosures: 10

Harold Emanuel Doley

Broker

CRD#: 69596

SECURITY CAPITAL BROKERAGE, INC.

Atlanta, GA 30303

CRD#: 35405

Years of Experience: 54

Total Disclosures: 12

Customer Disputes: 0

Regulatory Disclosures: 6

Other Disclosures: 6

15,439 Results

Display: