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Displaying 10 out of 1,510 results

Mark John Jensen


STRATOS WEALTH PARTNERS, LTD

Santa Fe, NM 87505

CRD#: 153184

Years of Experience: 27

Total Disclosures: 9

Customer Disputes: 9

Regulatory Disclosures: 0

Other Disclosures: 0

Paul Adrien Brule


KESTRA INVESTMENT SERVICES, LLC

Albuquerque, NM 87109

CRD#: 42046

Years of Experience: 38

Total Disclosures: 8

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 8

Mark Stephan Trimmer


RAYMOND JAMES FINANCIAL SERVICES, INC.

Albuquerque, NM 87111

CRD#: 6694

Years of Experience: 34

Total Disclosures: 6

Customer Disputes: 1

Regulatory Disclosures: 0

Other Disclosures: 5

Bruce Randolph Seligman


MORGAN STANLEY

Albuquerque, NM 87110

CRD#: 149777

Years of Experience: 52

Total Disclosures: 5

Customer Disputes: 4

Regulatory Disclosures: 0

Other Disclosures: 1

John Franklin Joyce

Broker

CRD#: 262451


WEDBUSH SECURITIES INC.

Carlsbad, NM 88220

CRD#: 877

Years of Experience: 50

Total Disclosures: 5

Customer Disputes: 3

Regulatory Disclosures: 0

Other Disclosures: 2

David Anthony Nagler


NEW LINE CAPITAL, LLC

Years of Experience: 37

Total Disclosures: 5

Customer Disputes: 1

Regulatory Disclosures: 2

Other Disclosures: 2

Clovis Timothy Martin


MORGAN STANLEY

Albuquerque, NM 87110

CRD#: 149777

Years of Experience: 31

Total Disclosures: 5

Customer Disputes: 5

Regulatory Disclosures: 0

Other Disclosures: 0

James David Armer


CUSO FINANCIAL SERVICES, L.P.

Albuquerque, NM 87107

CRD#: 42132

Years of Experience: 15

Total Disclosures: 5

Customer Disputes: 1

Regulatory Disclosures: 0

Other Disclosures: 4

Laurie Ruth Donovan


AMERIPRISE FINANCIAL SERVICES, LLC

Santa Fe, NM 87501

CRD#: 6363

Years of Experience: 6

Total Disclosures: 5

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 5

Mark Bryan Sullivan

Broker

CRD#: 5104157


FIDELITY BROKERAGE SERVICES LLC

Albuquerque, NM 87106

CRD#: 7784

Years of Experience: 3

Total Disclosures: 5

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 5

1,510 Results

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