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Displaying 10 out of 1,230 results

William Owen Edwards


EDWARD JONES

Aberdeen, SD 57401

CRD#: 250

Years of Experience: 42

Total Disclosures: 9

Customer Disputes: 8

Regulatory Disclosures: 1

Other Disclosures: 0

William Bruce Van Deusen

Broker

CRD#: 452835


VARIABLE INVESTMENT ADVISORS, INC.

Tea, SD 57064

CRD#: 44412

Years of Experience: 49

Total Disclosures: 8

Customer Disputes: 1

Regulatory Disclosures: 0

Other Disclosures: 7

Kelly Ray Hosek


RAYMOND JAMES FINANCIAL SERVICES, INC.

Sioux Falls, SD 57106

CRD#: 6694

Years of Experience: 23

Total Disclosures: 8

Customer Disputes: 6

Regulatory Disclosures: 1

Other Disclosures: 1

Michelle Renee Lessmann


THRIVENT INVESTMENT MANAGEMENT INC.

Dakota Dunes, SD 57104

CRD#: 18387

Years of Experience: 5

Total Disclosures: 7

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 7

Bryon Edward Meyer


LPL FINANCIAL LLC

Sioux Falls, SD 57108

CRD#: 6413

Years of Experience: 22

Total Disclosures: 6

Customer Disputes: 3

Regulatory Disclosures: 1

Other Disclosures: 2

Mary Pat Mullen


AVANTAX INVESTMENT SERVICES, INC.

Sioux Falls, SD 57108

CRD#: 13686

Years of Experience: 5

Total Disclosures: 6

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 6

John Paul Schwan


SCHWAN FINANCIAL ADVISORS, LLC

Aberdeen, SD 57401

CRD#: 127313

Years of Experience: 37

Total Disclosures: 5

Customer Disputes: 0

Regulatory Disclosures: 4

Other Disclosures: 1

Christopher Raymond Peitz


CALTON & ASSOCIATES, INC.

Mitchell, SD 57301

CRD#: 20999

Years of Experience: 33

Total Disclosures: 5

Customer Disputes: 5

Regulatory Disclosures: 0

Other Disclosures: 0

Lloyd Douglas Hodgin


SAXONY SECURITIES, INC.

Aberdeen, SD 57401

CRD#: 115547

Years of Experience: 26

Total Disclosures: 5

Customer Disputes: 4

Regulatory Disclosures: 1

Other Disclosures: 0

Matthew David Niederbaumer


VANTAGE FINANCIAL PARTNERS, LLC

Huron, SD 57350

CRD#: 315828

Years of Experience: 21

Total Disclosures: 5

Customer Disputes: 0

Regulatory Disclosures: 4

Other Disclosures: 1

1,230 Results

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