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Displaying 10 out of 11,718 results

Wanda Pittman Sears


WANDA KILMAN PITTMAN

Roanoke, VA 24018

CRD#: 147698

Years of Experience: 29

Total Disclosures: 29

Customer Disputes: 21

Regulatory Disclosures: 4

Other Disclosures: 4

Jon Mark Dabareiner


LOMBARD ADVISERS INCORPORATED

Hardy, VA 24101

CRD#: 108231

Years of Experience: 34

Total Disclosures: 18

Customer Disputes: 13

Regulatory Disclosures: 3

Other Disclosures: 2

Laurence Craven Pettit


JOSEPH STONE CAPITAL L.L.C.

Midlothian, VA 23113

CRD#: 159744

Years of Experience: 31

Total Disclosures: 11

Customer Disputes: 10

Regulatory Disclosures: 0

Other Disclosures: 1

Scott A Valentine


MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Charlottesville, VA 22901

CRD#: 7691

Years of Experience: 8

Total Disclosures: 11

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 11

David Ashby Chrisman


CAMBRIDGE INVESTMENT RESEARCH, INC.

Lynchburg, VA 24502

CRD#: 39543

Years of Experience: 36

Total Disclosures: 10

Customer Disputes: 1

Regulatory Disclosures: 0

Other Disclosures: 9

Robert Charles Stevens


CAMBRIDGE INVESTMENT RESEARCH, INC.

Norfolk, VA 23510

CRD#: 39543

Years of Experience: 29

Total Disclosures: 10

Customer Disputes: 10

Regulatory Disclosures: 0

Other Disclosures: 0

William Jeffrey Carlton


UBS FINANCIAL SERVICES INC.

Mclean, VA 22102

CRD#: 8174

Years of Experience: 40

Total Disclosures: 9

Customer Disputes: 7

Regulatory Disclosures: 0

Other Disclosures: 2

John Calderwood Starke

Broker

CRD#: 3154774


CENTAURUS FINANCIAL, INC.

Mechanicsville, VA 23111

CRD#: 30833

Years of Experience: 24

Total Disclosures: 9

Customer Disputes: 9

Regulatory Disclosures: 0

Other Disclosures: 0

Mark Christopher Hughes


LINCOLN FINANCIAL ADVISORS CORPORATION

Vienna, VA 22182

CRD#: 3978

Years of Experience: 30

Total Disclosures: 8

Customer Disputes: 7

Regulatory Disclosures: 1

Other Disclosures: 0

Bryan Alexander Perry

Investment Advisor

CRD#: 1232078


MINT ASSET MANAGEMENT LLC

Years of Experience: 22

Total Disclosures: 8

Customer Disputes: 5

Regulatory Disclosures: 0

Other Disclosures: 3

11,718 Results

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