Potomac Analytics' Logo

BrokerCheck

Get the facts on your financial advisor, free of charge.

Search for a Broker or Financial Advisor by Name:

Filter by:

Sort by:

Displaying 10 out of 7,530 results

James Grady Woodall


HORNOR, TOWNSEND & KENT, LLC

South Jordan, UT 84095

CRD#: 4031

Years of Experience: 48

Total Disclosures: 11

Customer Disputes: 9

Regulatory Disclosures: 2

Other Disclosures: 0

Ryan Matthew Day


LINCOLN INVESTMENT

Park City, UT 84098

CRD#: 519

Years of Experience: 25

Total Disclosures: 11

Customer Disputes: 11

Regulatory Disclosures: 0

Other Disclosures: 0

Claudia Y Backman


WELLS FARGO CLEARING SERVICES, LLC

Salt Lake City, UT 84116

CRD#: 19616

Years of Experience: <1

Total Disclosures: 11

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 11

Kevin Christopher Bradburn

Broker

CRD#: 2718206


ORCHARD SECURITIES, LLC

Pleasant Grove, UT 84062

CRD#: 133378

Years of Experience: 26

Total Disclosures: 9

Customer Disputes: 9

Regulatory Disclosures: 0

Other Disclosures: 0

Michael L Child


LPG CAPITAL MANAGEMENT

South Jordan, UT 84095

CRD#: 297003

Years of Experience: 25

Total Disclosures: 9

Customer Disputes: 5

Regulatory Disclosures: 1

Other Disclosures: 3

Bobbie Larae Jeffs

Broker

CRD#: 5077524


FIDELITY BROKERAGE SERVICES LLC

Salt Lake City, UT 84101

CRD#: 7784

Years of Experience: 17

Total Disclosures: 9

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 9

Bret W Hortin


ONEAMERICA SECURITIES, INC.

Cottonwood Heights, UT 84047

CRD#: 4173

Years of Experience: 33

Total Disclosures: 8

Customer Disputes: 2

Regulatory Disclosures: 0

Other Disclosures: 6

Stanley Dee Brown


LPL FINANCIAL LLC

Layton, UT 84040

CRD#: 6413

Years of Experience: 42

Total Disclosures: 7

Customer Disputes: 7

Regulatory Disclosures: 0

Other Disclosures: 0

Robert E Barnard


WELLS FARGO CLEARING SERVICES, LLC

Park City, UT 84098

CRD#: 19616

Years of Experience: 40

Total Disclosures: 7

Customer Disputes: 7

Regulatory Disclosures: 0

Other Disclosures: 0

Todd Scott Schmucker


WELLS FARGO CLEARING SERVICES, LLC

Salt Lake City, UT 84111

CRD#: 19616

Years of Experience: 36

Total Disclosures: 7

Customer Disputes: 7

Regulatory Disclosures: 0

Other Disclosures: 0

7,530 Results

Display: