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Displaying 10 out of 1,237,486 results

Ramon Manuel Almonte


UBS FINANCIAL SERVICES INC.

San Juan, PR 00918

CRD#: 8174

Years of Experience: 41

Total Disclosures: 246

Customer Disputes: 246

Regulatory Disclosures: 0

Other Disclosures: 0

Carl William Heick


AMERIPRISE FINANCIAL SERVICES, LLC

Louisville, KY 40243-1896

CRD#: 6363

Years of Experience: 39

Total Disclosures: 97

Customer Disputes: 96

Regulatory Disclosures: 1

Other Disclosures: 0

Hortensia Llavat Tilen

Broker

CRD#: 1010318


STONECREST CAPITAL MARKETS, INC.

San Juan, PR 00907

CRD#: 39616

Years of Experience: 42

Total Disclosures: 95

Customer Disputes: 95

Regulatory Disclosures: 0

Other Disclosures: 0

Doel Rafael Garciaromero

Broker

CRD#: 1301785


UBS FINANCIAL SERVICES INC.

San Juan, PR 00918

CRD#: 8174

Years of Experience: 39

Total Disclosures: 95

Customer Disputes: 95

Regulatory Disclosures: 0

Other Disclosures: 0

Jerome Stanley Rydell


SIGMA FINANCIAL CORPORATION

Palmetto, FL 34221

CRD#: 14303

Years of Experience: 51

Total Disclosures: 91

Customer Disputes: 90

Regulatory Disclosures: 1

Other Disclosures: 0

Carlos Verner Ubinas Taylor

Broker

CRD#: 1985568


UBS FINANCIAL SERVICES INC.

San Juan, PR 00918

CRD#: 8174

Years of Experience: 25

Total Disclosures: 90

Customer Disputes: 90

Regulatory Disclosures: 0

Other Disclosures: 0

Dario Suarez


UBS FINANCIAL SERVICES INC.

San Juan, PR 00918

CRD#: 8174

Years of Experience: 40

Total Disclosures: 86

Customer Disputes: 86

Regulatory Disclosures: 0

Other Disclosures: 0

Wilson Dennis Colberg-Trigo

Broker

CRD#: 1226126


FIRST SOUTHERN, LLC

Guaynabo, PR 00968

CRD#: 282756

Years of Experience: 38

Total Disclosures: 86

Customer Disputes: 83

Regulatory Disclosures: 0

Other Disclosures: 3

Nelson Rodriguez Fernandez

Broker

CRD#: 1092772


UBS FINANCIAL SERVICES INC.

San Juan, PR 00918

CRD#: 8174

Years of Experience: 40

Total Disclosures: 80

Customer Disputes: 80

Regulatory Disclosures: 0

Other Disclosures: 0

Jose Alberto Chaves


UBS FINANCIAL SERVICES INC.

San Juan, PR 00918

CRD#: 8174

Years of Experience: 35

Total Disclosures: 79

Customer Disputes: 79

Regulatory Disclosures: 0

Other Disclosures: 0

1,237,486 Results

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