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Displaying 10 out of 4,665 results

Daniel Lee Sloan


INVISTA ADVISORS

Montgomery, AL 36117

CRD#: 282899

Years of Experience: 37

Total Disclosures: 35

Customer Disputes: 35

Regulatory Disclosures: 0

Other Disclosures: 0

Christopher Michael Hagen


LPL FINANCIAL LLC

Montgomery, AL 36117

CRD#: 6413

Years of Experience: 21

Total Disclosures: 32

Customer Disputes: 32

Regulatory Disclosures: 0

Other Disclosures: 0

Trava Lance Williams

Broker

CRD#: 2437216


CARTER, TERRY & COMPANY, INC.

Birmingham, AL 35233

CRD#: 16365

Years of Experience: 29

Total Disclosures: 17

Customer Disputes: 2

Regulatory Disclosures: 2

Other Disclosures: 13

Walter Yost Hooper


RAYMOND JAMES & ASSOCIATES, INC.

Montgomery, AL 36117

CRD#: 705

Years of Experience: 36

Total Disclosures: 13

Customer Disputes: 11

Regulatory Disclosures: 2

Other Disclosures: 0

Damian Marlon Bell


INTERNATIONAL ASSETS ADVISORY, LLC

Daphne, AL 36527

CRD#: 10645

Years of Experience: 30

Total Disclosures: 13

Customer Disputes: 13

Regulatory Disclosures: 0

Other Disclosures: 0

Joe Cephus Colvin

Broker

CRD#: 1009612


ALLSTATE FINANCIAL SERVICES, LLC

Alexander City, AL 35010-3450

CRD#: 18272

Years of Experience: 38

Total Disclosures: 11

Customer Disputes: 11

Regulatory Disclosures: 0

Other Disclosures: 0

Stephen Patrick Fahy


SECURITIES AMERICA, INC.

Vestavia Hills, AL 35242

CRD#: 10205

Years of Experience: 24

Total Disclosures: 11

Customer Disputes: 1

Regulatory Disclosures: 0

Other Disclosures: 10

James Edward Ratliff

Broker

CRD#: 1669731


INTERNATIONAL ASSETS ADVISORY, LLC

Owens Cross Roads, AL 35763

CRD#: 10645

Years of Experience: 36

Total Disclosures: 10

Customer Disputes: 1

Regulatory Disclosures: 0

Other Disclosures: 9

Renae Louise Cobern


RAYMOND JAMES & ASSOCIATES, INC.

Fairhope, AL 36532

CRD#: 705

Years of Experience: 15

Total Disclosures: 10

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 10

Robert Martin Denning


AMERIPRISE FINANCIAL SERVICES, LLC

Birmingham, AL 35242

CRD#: 6363

Years of Experience: 43

Total Disclosures: 9

Customer Disputes: 8

Regulatory Disclosures: 1

Other Disclosures: 0

4,665 Results

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