Potomac Analytics' Logo

BrokerCheck

Get the facts on your financial advisor, free of charge.

Search for a Broker or Financial Advisor by Name:

Filter by:

Sort by:

Displaying 10 out of 2,065 results

Kenneth Allen Hopkins


EDWARD JONES

Washington, DC 20024

CRD#: 250

Years of Experience: 12

Total Disclosures: 11

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 11

Jean Louis Cuadra


MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Washington, DC 20007

CRD#: 7691

Years of Experience: <1

Total Disclosures: 10

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 10

Thomas Crawford Wertz


UBS FINANCIAL SERVICES INC.

Washington, DC 20005

CRD#: 8174

Years of Experience: 53

Total Disclosures: 7

Customer Disputes: 7

Regulatory Disclosures: 0

Other Disclosures: 0

Michel Ross Girardi


OPPENHEIMER & CO. INC.

Washington, DC 20015

CRD#: 249

Years of Experience: 40

Total Disclosures: 7

Customer Disputes: 7

Regulatory Disclosures: 0

Other Disclosures: 0

Murray Carter


JANNEY MONTGOMERY SCOTT LLC

Washington, DC 20037-1102

CRD#: 463

Years of Experience: 34

Total Disclosures: 6

Customer Disputes: 5

Regulatory Disclosures: 0

Other Disclosures: 1

Steven MacLen Bonavita


WELLS FARGO CLEARING SERVICES, LLC

Washington, DC 20016

CRD#: 19616

Years of Experience: 24

Total Disclosures: 6

Customer Disputes: 4

Regulatory Disclosures: 0

Other Disclosures: 2

Miguel Angel Talero


MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Washington, DC 20010

CRD#: 7691

Years of Experience: <1

Total Disclosures: 6

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 6

Scott Shulman


OPPENHEIMER & CO. INC.

Washington, DC 20015

CRD#: 249

Years of Experience: 40

Total Disclosures: 5

Customer Disputes: 3

Regulatory Disclosures: 1

Other Disclosures: 1

James Wesley Lewis


MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Washington, DC 20005

CRD#: 7691

Years of Experience: 40

Total Disclosures: 5

Customer Disputes: 5

Regulatory Disclosures: 0

Other Disclosures: 0

John James Forster


MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Washington, DC 20005

CRD#: 7691

Years of Experience: 39

Total Disclosures: 5

Customer Disputes: 5

Regulatory Disclosures: 0

Other Disclosures: 0

2,065 Results

Display: