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Displaying 21-30 out of 1,237,486 results

Ramiro Luis Colon


ACP SECURITIES, LLC

Miami, FL 33131

CRD#: 139049

Years of Experience: 29

Total Disclosures: 45

Customer Disputes: 42

Regulatory Disclosures: 3

Other Disclosures: 0

Cindy Lucille Porto Chiellini

Broker

CRD#: 1015592


CENTAURUS FINANCIAL, INC.

Lexington, SC 29072

CRD#: 30833

Years of Experience: 39

Total Disclosures: 44

Customer Disputes: 44

Regulatory Disclosures: 0

Other Disclosures: 0

Ricky Alan Mantei


CENTAURUS FINANCIAL, INC.

Lexington, SC 29072

CRD#: 30833

Years of Experience: 40

Total Disclosures: 43

Customer Disputes: 39

Regulatory Disclosures: 4

Other Disclosures: 0

Jeffrey John O Brien

Broker

CRD#: 2582620


NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Spokane Valley, WA 99216

CRD#: 2881

Years of Experience: 9

Total Disclosures: 43

Customer Disputes: 43

Regulatory Disclosures: 0

Other Disclosures: 0

Theodore E Larson


STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC

Paramus, NJ 07652

CRD#: 1254

Years of Experience: 56

Total Disclosures: 42

Customer Disputes: 42

Regulatory Disclosures: 0

Other Disclosures: 0

Miguel A Hernandez


UBS FINANCIAL SERVICES INC.

San Juan, PR 00918

CRD#: 8174

Years of Experience: 47

Total Disclosures: 42

Customer Disputes: 42

Regulatory Disclosures: 0

Other Disclosures: 0

Sterling Richard Smith


STERLING SMITH CORPORATION

Houston, TX 77007

CRD#: 38041

Years of Experience: 41

Total Disclosures: 39

Customer Disputes: 39

Regulatory Disclosures: 0

Other Disclosures: 0

Federico Andres Lopez Juarbe


UBS FINANCIAL SERVICES INC.

San Juan, PR 00918

CRD#: 8174

Years of Experience: 19

Total Disclosures: 39

Customer Disputes: 38

Regulatory Disclosures: 1

Other Disclosures: 0

Angelo Talebi


BEVERLY HILLS FINANCIAL PLANNERS, LLC

Sherman Oaks, CA 91403

CRD#: 137638

Years of Experience: 30

Total Disclosures: 38

Customer Disputes: 36

Regulatory Disclosures: 1

Other Disclosures: 1

Jose Manuel Candelario Padilla


NATIONWIDE PLANNING ASSOCIATES INC.

Hato Rey, PR 00918

CRD#: 31029

Years of Experience: 19

Total Disclosures: 38

Customer Disputes: 36

Regulatory Disclosures: 1

Other Disclosures: 1

1,237,486 Results

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