Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanguard Marketing Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Erica Adele Green | 5754632 | 1 | 10/15/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Erwin Brent Gant | 2231488 | 1 | 12/21/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Paul Caravello | 2459051 | 2 | 02/14/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mathew Kevin Libordi | 2755092 | 1 | 07/14/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kirk William Norley | 5274443 | 1 | 01/01/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Judith Ann Martinez | 2707515 | 2 | 10/22/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Guthrie Spofford | 1525747 | 1 | 10/14/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |