Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanguard Marketing Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
John Michael Ciavarelli | 6066598 | 1 | 08/01/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Matthew David Jiannino | 2215372 | 1 | 06/19/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kerry Ann McGovern | 7293430 | 1 | 06/04/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Colleen Alyssa Richards | 7561433 | 2 | 03/26/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Emily Ann Howarth | 5846883 | 1 | 02/13/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
William James Shelley | 7444065 | 1 | 02/02/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kevin Michael Schoonhoven | 7754077 | 7 | 01/28/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kevin Michael Schoonhoven | 7754077 | 7 | 01/27/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kevin Michael Schoonhoven | 7754077 | 7 | 01/26/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Frank Andrew Woloschak | 5968825 | 6 | 11/09/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |