Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanguard Marketing Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
John Michael Ciavarelli | 6066598 | 1 | 08/01/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Matthew David Jiannino | 2215372 | 1 | 06/19/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kerry Ann McGovern | 7293430 | 1 | 06/04/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Brianna Celise Black | 7729513 | 2 | 05/02/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Nicholas Ruben Garcia | 7882939 | 1 | 05/02/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Alexandria Chantel Page | 7519706 | 3 | 04/16/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Alexandria Chantel Page | 7519706 | 3 | 04/09/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Katrina Jan Spinato | 5650118 | 2 | 04/01/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Colleen Alyssa Richards | 7561433 | 2 | 03/26/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Michael David Gee | 6756698 | 1 | 03/15/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |