Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanguard Marketing Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hermania Maria Gonzalez | 7495016 | 7 | 12/14/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hermania Maria Gonzalez | 7495016 | 7 | 12/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Richard Fennelly | 4610426 | 1 | 12/07/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joseph William McMaster | 7598326 | 1 | 12/07/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| John L Collins | 5266939 | 1 | 12/06/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sean Patrick Ostendarp | 5501070 | 1 | 11/14/2022 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |
| Hermania Maria Gonzalez | 7495016 | 7 | 11/14/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Catherine Chavez | 5875277 | 1 | 11/13/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Brad Jeffery Playford | 5501055 | 1 | 11/07/2022 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Aviva Miller | 7075785 | 1 | 10/27/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |