Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanguard Marketing Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Colin Michael Sullivan | 7069633 | 1 | 01/13/2021 | Customer Dispute | Denied | $8,566.79 | $0.00 | See FINRA Report |
| Jacob T McCulloch | 5355032 | 2 | 08/31/2016 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Mary McNeill Ryan | 1979141 | 1 | 03/11/2015 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Thomas William Sims | 1030474 | 3 | 05/13/2014 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Steven Erik Trevor | 1892620 | 2 | 06/26/2012 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| William Louis Asher | 2282700 | 3 | 05/24/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raj Shekar | 2871802 | 1 | 07/16/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas William Sims | 1030474 | 3 | 03/19/2009 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Gordon Fair | 1229868 | 3 | 01/07/2009 | Customer Dispute | Denied | $8,267.00 | $0.00 | See FINRA Report |
| Katrine Toland Snow | 4204178 | 1 | 11/05/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |