Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanguard Marketing Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Daniel Heater | 6895152 | 1 | 09/28/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nick Vincent Delvecchio | 6104583 | 1 | 08/29/2023 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Thomas James Knudson | 5975368 | 1 | 08/16/2023 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Ronald Mario Taraborrelli | 2731205 | 1 | 08/03/2023 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Craig Michael Doyon | 4248537 | 1 | 07/11/2023 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| Beren Lee Brown | 6640318 | 1 | 06/27/2023 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Christopher Hart Evans | 4840618 | 9 | 01/20/2023 | Customer Dispute | Closed-No Action | $19,000.00 | $0.00 | See FINRA Report |
| Christopher Paul Meyer | 2262630 | 1 | 01/09/2023 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Sean Patrick Ostendarp | 5501070 | 1 | 11/14/2022 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |
| Aviva Miller | 7075785 | 1 | 10/27/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |