Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanguard Marketing Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Catherine Le'Bell Rice | 7707687 | 1 | 09/21/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joshua David Pearson | 6536431 | 1 | 08/02/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Michael Kushibab | 7175937 | 1 | 03/26/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Satya France Cyprian | 7295390 | 1 | 03/01/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marco Antonio Gonzalez | 6756806 | 2 | 02/20/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Leo McGarvey | 5973592 | 2 | 06/14/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Patrick Brake | 7440846 | 1 | 07/15/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nicholas Anthony Liuzzi | 7470174 | 1 | 05/15/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jajuna T'Reek Vanshun Harris | 5132613 | 2 | 11/07/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| William Dicus McKane | 2843253 | 1 | 06/11/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |