Potomac Analytics' Logo

FINRA Broker Disclosures for Vanguard Marketing Corporation

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanguard Marketing Corporation. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 10 out of 62 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Nick Vincent Delvecchio6104583108/29/2023Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Thomas James Knudson5975368108/16/2023Customer DisputeClosed-No Action$100,000.00$0.00See FINRA Report
Ronald Mario Taraborrelli2731205108/03/2023Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Beren Lee Brown6640318106/27/2023Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Christopher Hart Evans4840618901/20/2023Customer DisputeClosed-No Action$19,000.00$0.00See FINRA Report
Sean Patrick Ostendarp5501070111/14/2022Customer DisputeClosed-No Action$70,000.00$0.00See FINRA Report
Aviva Miller7075785110/27/2022Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Scott Matthew Drahzal2907383110/25/2022Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Diane Marie Hansen1773124110/22/2022Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Madeline Rose McLinden6964656110/21/2022Customer DisputeClosed-No Action$40,000.00$0.00See FINRA Report

62 Results

Display: