Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanguard Marketing Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Mark Richard Fennelly | 4610426 | 1 | 12/07/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Sean Patrick Ostendarp | 5501070 | 1 | 11/14/2022 | Customer Dispute | Closed-No Action | $70,000.00 | $0.00 | See FINRA Report |
Aviva Miller | 7075785 | 1 | 10/27/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Scott Matthew Drahzal | 2907383 | 1 | 10/25/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Diane Marie Hansen | 1773124 | 1 | 10/22/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Catherine Holloran Holmes | 1249291 | 1 | 10/21/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Madeline Rose McLinden | 6964656 | 1 | 10/21/2022 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
Ryan Jeremy Brackett | 6604184 | 1 | 10/20/2022 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
Ahmed Fayez Yasin | 6863500 | 1 | 10/20/2022 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
Bryson Carl Fisher | 5676494 | 1 | 10/07/2022 | Customer Dispute | Closed-No Action | $465,000.00 | $0.00 | See FINRA Report |