Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanguard Marketing Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John L Collins | 5266939 | 1 | 12/06/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Brad Jeffery Playford | 5501055 | 1 | 11/07/2022 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Frank Andrew Woloschak | 5968825 | 1 | 10/06/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Nathaniel David Guy Hadden | 6764277 | 3 | 09/22/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Brian James Dougherty | 5844453 | 2 | 08/28/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Claudia M. Suntecun | 5415832 | 5 | 07/01/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Susan Ireland Burnett | 7572225 | 1 | 06/07/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| James Donald Billow | 2750387 | 2 | 12/13/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Alexander Ryan Duthie | 7408573 | 2 | 06/08/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Adam Phillip Schifano | 6929681 | 4 | 03/06/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |