Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanguard Marketing Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Kasheia Renee Williams | 7345829 | 1 | 06/23/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Brian James Dougherty | 5844453 | 2 | 06/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
James Donald Billow | 2750387 | 2 | 03/16/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Sacha Nicole Jones | 7439842 | 1 | 03/14/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Yannick Renard Simmons Coleman | 5907610 | 1 | 03/04/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Analyn Grace Megison | 7364432 | 2 | 02/17/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Maria Elena Rivera | 7504960 | 1 | 10/15/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Todd Steven McGinnis | 5296606 | 1 | 09/09/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Tony John Nunez | 6040197 | 2 | 07/23/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Douglas Charles Davey | 5596161 | 5 | 04/01/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |