Our Staff has compiled our research into a database of FINRA Broker Disclosures for Vanguard Marketing Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph William McMaster | 7598326 | 1 | 12/07/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Catherine Chavez | 5875277 | 1 | 11/13/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Lauren Ashley Leach | 7594185 | 2 | 10/05/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Li Wong | 7451507 | 2 | 06/24/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Brandon Pepper Saia | 7558936 | 1 | 06/25/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kyle John Zimmerman | 6739164 | 1 | 04/28/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jennifer Parkinson Nahikian | 5372119 | 3 | 06/05/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lowell Edward Kahalley Wilson | 7612062 | 1 | 02/28/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony John Pirro | 7579163 | 1 | 02/01/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Li Wong | 7451507 | 2 | 11/29/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |