Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Edward Edgecombe | 1613130 | 2 | 07/19/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter C Hafner | 2251932 | 3 | 03/01/2023 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Dirk David Rabenold | 1407291 | 2 | 08/18/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Ronald Dean Segon | 4797204 | 1 | 12/14/2020 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Mathis | 4037942 | 1 | 03/30/2020 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Sandra Lynn Kobel | 1349655 | 1 | 08/16/2019 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| David Warren Cade | 1264498 | 1 | 08/16/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert W Strang | 3271839 | 5 | 10/30/2017 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Farid Farhoumand | 727764 | 13 | 01/30/2017 | Customer Dispute | Settled | $242,755.00 | $0.00 | See FINRA Report |
| Farid Farhoumand | 727764 | 13 | 02/29/2016 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |