Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rodney Roy Rollins | 2855272 | 1 | 05/11/2021 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Ronald Dean Segon | 4797204 | 1 | 12/14/2020 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Reyes | 3168338 | 3 | 04/06/2020 | Customer Dispute | Settled | $42,071.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Mathis | 4037942 | 1 | 03/30/2020 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Stephen Anthony Dellelo | 2170012 | 2 | 11/20/2019 | Customer Dispute | Settled | $215,000.00 | $0.00 | See FINRA Report |
| Sandra Lynn Kobel | 1349655 | 1 | 08/16/2019 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| David Warren Cade | 1264498 | 1 | 08/16/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Joe Williams | 2395948 | 9 | 08/02/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Stephen Joe Williams | 2395948 | 9 | 02/26/2018 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Stephen Anthony Dellelo | 2170012 | 2 | 11/16/2017 | Customer Dispute | Settled | $900,000.00 | $0.00 | See FINRA Report |