Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michele McAdoo Fane | 858728 | 2 | 10/31/2022 | Customer Dispute | Pending | $2,453,940.00 | $0.00 | See FINRA Report |
| Marc Amante | 1343009 | 2 | 10/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dirk David Rabenold | 1407291 | 2 | 08/18/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Michael Thomas Jones | 3130074 | 2 | 08/15/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Thomas Jones | 3130074 | 2 | 08/15/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Darrell Horace Strickland | 2544052 | 9 | 06/08/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Denny Wayne Rudolph | 4838421 | 1 | 06/01/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Melanie Frank | 2834599 | 6 | 01/12/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rodney Roy Rollins | 2855272 | 1 | 05/11/2021 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Louie Rivera | 6741082 | 2 | 03/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |