Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Denny Wayne Rudolph | 4838421 | 4 | 07/03/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cedric Levye | 5495885 | 2 | 07/01/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert W Strang | 3271839 | 5 | 04/22/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Melanie Frank | 2834599 | 5 | 12/27/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter C Hafner | 2251932 | 3 | 11/21/2023 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Robert Edward Edgecombe | 1613130 | 2 | 07/19/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Linhart Hughes | 1403806 | 1 | 06/28/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ron Anthony Carboni | 6664306 | 2 | 06/07/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert W Strang | 3271839 | 5 | 05/14/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Denny Wayne Rudolph | 4838421 | 4 | 05/11/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |