Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marc Amante | 1343009 | 2 | 10/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Thomas Jones | 3130074 | 2 | 08/15/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Thomas Jones | 3130074 | 2 | 08/15/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Louie Rivera | 6741082 | 2 | 03/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| George Edward Heathcote | 5394655 | 2 | 10/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| George Edward Heathcote | 5394655 | 2 | 06/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carissa Daughtry | 5726849 | 1 | 01/03/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Louie Rivera | 6741082 | 2 | 09/16/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Daniel Charles Regan | 4310720 | 6 | 07/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley J Thompson | 2642229 | 1 | 06/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |