Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Darrell Horace Strickland | 2544052 | 9 | 06/08/2022 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
Gregory Lee Buckman | 3060894 | 1 | 04/17/2017 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
Nghi T Ho | 2327672 | 2 | 02/13/2017 | Customer Dispute | Closed-No Action | $175,400.00 | $0.00 | See FINRA Report |
Charlotte Ann Dorand | 2395317 | 2 | 08/04/2010 | Customer Dispute | Closed-No Action | $26,395.00 | $0.00 | See FINRA Report |
Ronald Jason Payne | 4028926 | 5 | 01/20/2009 | Customer Dispute | Closed-No Action | $6,550.05 | $0.00 | See FINRA Report |
Harvey Stephen Bailey | 1055363 | 2 | 11/04/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Deena Michelle Kobrin | 1202622 | 1 | 09/17/2002 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
Farid Farhoumand | 727764 | 13 | 03/19/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
John Gennaro Espinosa | 1582955 | 3 | 03/28/2001 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
Terri A Canterbury | 2972916 | 1 | 01/17/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |