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FINRA Broker Disclosures for Next Financial Group, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 10 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Darrell Horace Strickland2544052906/08/2022Customer DisputeClosed-No Action$5,000.00$0.00See FINRA Report
Gregory Lee Buckman3060894104/17/2017Customer DisputeClosed-No Action$5,000.00$0.00See FINRA Report
Nghi T Ho2327672202/13/2017Customer DisputeClosed-No Action$175,400.00$0.00See FINRA Report
Charlotte Ann Dorand2395317208/04/2010Customer DisputeClosed-No Action$26,395.00$0.00See FINRA Report
Ronald Jason Payne4028926501/20/2009Customer DisputeClosed-No Action$6,550.05$0.00See FINRA Report
Harvey Stephen Bailey1055363211/04/2002Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Deena Michelle Kobrin1202622109/17/2002Customer DisputeClosed-No Action$20,000.00$0.00See FINRA Report
Farid Farhoumand7277641303/19/2002Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
John Gennaro Espinosa1582955303/28/2001Customer DisputeClosed-No Action$5,000.00$0.00See FINRA Report
Terri A Canterbury2972916101/17/2001Customer DisputeClosed-No Action$0.00$0.00See FINRA Report

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