Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michele McAdoo Fane | 858728 | 2 | 10/31/2022 | Customer Dispute | Pending | $2,453,940.00 | $0.00 | See FINRA Report |
Dirk David Rabenold | 1407291 | 2 | 08/18/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
Darrell Horace Strickland | 2544052 | 9 | 06/08/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
Rodney Roy Rollins | 2855272 | 1 | 05/11/2021 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
Ronald Dean Segon | 4797204 | 1 | 12/14/2020 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
Farid Farhoumand | 727764 | 13 | 11/23/2020 | Customer Dispute | Denied | $326,000.00 | $0.00 | See FINRA Report |
Thomas Reyes | 3168338 | 3 | 04/06/2020 | Customer Dispute | Settled | $42,071.00 | $0.00 | See FINRA Report |
Jeffrey Alan Mathis | 4037942 | 1 | 03/30/2020 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
Stephen Anthony Dellelo | 2170012 | 2 | 11/20/2019 | Customer Dispute | Settled | $215,000.00 | $0.00 | See FINRA Report |
Sandra Lynn Kobel | 1349655 | 1 | 08/16/2019 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |