Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kathryn A Frank | 4738039 | 1 | 04/30/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eugene Marciano Saulibio | 1652897 | 1 | 12/01/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ramon Maxton Mejia | 6436826 | 1 | 09/12/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter C Hafner | 2251932 | 1 | 01/31/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Paul Feiler | 4733803 | 1 | 12/04/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William W Respess | 5583759 | 1 | 05/19/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Carlyle Blakely | 4629489 | 1 | 03/06/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Clayton James Tyree | 6691818 | 1 | 01/03/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Grant Luke Getzoni | 4190741 | 1 | 09/30/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rodney Jerard Derbigny | 4511637 | 1 | 04/24/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |