Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Reinhart Pfitzinger | 5033453 | 5 | 05/20/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ronald Jason Payne | 4028926 | 5 | 11/16/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Amanda Leigh Michalec | 4292434 | 1 | 05/04/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nghi T Ho | 2327672 | 2 | 03/26/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Paul Ackel | 3168949 | 2 | 04/22/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Karen Lea Vanleeuwen | 4700149 | 1 | 11/08/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Clinton Weaver | 1255077 | 1 | 01/25/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ronald Gilbert Smith | 428893 | 1 | 06/17/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Gennaro Espinosa | 1582955 | 3 | 02/24/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Edward Edgecombe | 1613130 | 1 | 05/09/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |