Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter C Hafner | 2251932 | 3 | 11/21/2023 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Michael Thomas Jones | 3130074 | 2 | 08/15/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Thomas Jones | 3130074 | 2 | 08/15/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Douglas Matlock | 1616892 | 1 | 03/03/2002 | Customer Dispute | Pending | $12,000.00 | $0.00 | See FINRA Report |