Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert W Strang | 3271839 | 5 | 05/14/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Farid Farhoumand | 727764 | 13 | 11/23/2020 | Customer Dispute | Denied | $326,000.00 | $0.00 | See FINRA Report |
| Daniel A Oschmann | 4759967 | 2 | 06/20/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Quentin Bradley White | 1365624 | 1 | 12/17/2018 | Customer Dispute | Denied | $38,000.00 | $0.00 | See FINRA Report |
| Daniel A Oschmann | 4759967 | 2 | 03/03/2017 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Robert Kenon | 714892 | 1 | 04/26/2016 | Customer Dispute | Denied | $101,000.00 | $0.00 | See FINRA Report |
| Michael Richard Becht | 2906349 | 1 | 10/06/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Bradley Jacob Laczny | 4319477 | 1 | 09/03/2015 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Kathleen Lynn Knapp | 4420171 | 1 | 02/06/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Shawn Alexander Torres | 4789200 | 3 | 08/13/2014 | Customer Dispute | Denied | $2,153.26 | $0.00 | See FINRA Report |