Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Cedric Levye | 5495885 | 2 | 07/01/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Robert W Strang | 3271839 | 5 | 04/22/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Melanie Frank | 2834599 | 5 | 12/27/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Denny Wayne Rudolph | 4838421 | 4 | 04/19/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Denny Wayne Rudolph | 4838421 | 4 | 06/01/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Melanie Frank | 2834599 | 5 | 01/12/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Geoffrey Mark Odonnell | 3046846 | 2 | 03/01/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Charlotte Ann Dorand | 2395317 | 2 | 03/11/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Edward David Dipietro | 2418382 | 5 | 12/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Robert Paul Reichelt | 3020861 | 1 | 12/03/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |