Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carlos Capacete | 1429466 | 25 | 11/19/2018 | Customer Dispute | Withdrawn | $420,000.00 | $0.00 | See FINRA Report |
| Carlos Capacete | 1429466 | 25 | 11/08/2018 | Customer Dispute | Withdrawn | $100,000.00 | $0.00 | See FINRA Report |
| Carlos Capacete | 1429466 | 25 | 11/07/2018 | Customer Dispute | Withdrawn | $290,000.00 | $0.00 | See FINRA Report |
| Carlos Capacete | 1429466 | 25 | 10/22/2018 | Customer Dispute | Withdrawn | $400,000.00 | $0.00 | See FINRA Report |
| Carlos Capacete | 1429466 | 25 | 10/08/2018 | Customer Dispute | Withdrawn | $275,000.00 | $0.00 | See FINRA Report |
| Jeffrey Paul Davis | 2501354 | 12 | 10/24/2011 | Customer Dispute | Withdrawn | $40,000.00 | $0.00 | See FINRA Report |