Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Michael Burke | 5137927 | 2 | 05/26/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher James Obrien | 1995225 | 5 | 05/26/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mindy Lea Kirby | 4372660 | 1 | 01/28/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Allan Joseph Haupert | 2932244 | 1 | 11/18/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nicola Dipaolo | 4307355 | 4 | 11/12/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Laura Renee Shrawder-Miles | 2384721 | 5 | 10/08/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marvin Keith McGraw | 1062664 | 3 | 06/13/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marvin Keith McGraw | 1062664 | 3 | 06/13/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ralph Gerard Adamo | 1624126 | 5 | 12/11/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Terry D Scipio | 5667572 | 1 | 12/04/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |