Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas James Lagerstrom | 2177433 | 2 | 10/07/2017 | Customer Dispute | Closed-No Action | $18,000.00 | $0.00 | See FINRA Report |
| Arturo Colon | 2995362 | 32 | 06/16/2016 | Customer Dispute | Closed-No Action | $600,000.00 | $0.00 | See FINRA Report |
| Charles Theodore Rothermel | 405680 | 4 | 04/18/2016 | Customer Dispute | Closed-No Action | $5,923.00 | $0.00 | See FINRA Report |
| Jeffrey Paul Davis | 2501354 | 12 | 04/11/2012 | Customer Dispute | Closed-No Action | $60,240.00 | $0.00 | See FINRA Report |
| Jeffrey Paul Davis | 2501354 | 12 | 03/12/2012 | Customer Dispute | Closed-No Action | $79,000.00 | $0.00 | See FINRA Report |
| Osvaldo Cruz Cintron | 1267949 | 1 | 04/02/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Steven Dean Austin | 1449142 | 7 | 01/22/2009 | Customer Dispute | Closed-No Action | $11,473.30 | $0.00 | See FINRA Report |
| Danny Young | 4115155 | 3 | 11/19/2008 | Customer Dispute | Closed-No Action | $7,195.62 | $0.00 | See FINRA Report |
| Michael Richard Hostick | 4353542 | 2 | 11/28/2005 | Customer Dispute | Closed-No Action | $6,184.64 | $0.00 | See FINRA Report |
| Bruce Edmund Winter | 1099535 | 7 | 11/02/2005 | Customer Dispute | Closed-No Action | $37,379.00 | $0.00 | See FINRA Report |