Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Eugene Byrd | 1000791 | 4 | 08/28/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Rinaldo Diaz-Flores | 4129676 | 4 | 08/09/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Laura Renee Shrawder-Miles | 2384721 | 6 | 05/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Karl Klingmann II | 4268378 | 1 | 04/11/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Richard Henry Scheffer | 1660018 | 1 | 03/28/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Barbara Jean Ralston | 1087950 | 11 | 10/17/2018 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Keith Landon Kelt | 267357 | 4 | 10/17/2018 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Lee David Simmonds | 1604871 | 4 | 04/17/2009 | Customer Dispute | Pending | $70,000.00 | $0.00 | See FINRA Report |
| Stephen Lemuel Bargeron | 2573888 | 1 | 04/15/2002 | Customer Dispute | Pending | $122,250.00 | $0.00 | See FINRA Report |