Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Cook Leith Hartman | 1850747 | 4 | 12/21/2022 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Darwin Junior Dees | 4662702 | 4 | 11/01/2022 | Customer Dispute | Pending | $162,000.00 | $0.00 | See FINRA Report |
| Christopher Cook Leith Hartman | 1850747 | 4 | 10/25/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Maile Sue Foster | 3049192 | 4 | 08/29/2022 | Customer Dispute | Pending | $198,000.00 | $0.00 | See FINRA Report |
| Richard Henry Scheffer | 1660018 | 1 | 03/28/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Barbara Jean Ralston | 1087950 | 11 | 01/31/2022 | Customer Dispute | Pending | $35,000.00 | $0.00 | See FINRA Report |
| Bruce Edmund Winter | 1099535 | 7 | 06/21/2021 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Lilian Cristina Perez | 6749353 | 2 | 06/21/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Keith Landon Kelt | 267357 | 3 | 10/17/2018 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Barbara Jean Ralston | 1087950 | 11 | 10/17/2018 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |