Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Carl Dorsey Cornaglia | 3067666 | 10 | 05/25/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Charles Theodore Rothermel | 405680 | 4 | 11/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Lilian Cristina Perez | 6749353 | 2 | 06/21/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Emmet Nels Nelson | 6001889 | 1 | 09/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Kendrea Sharon Lopez | 3155088 | 1 | 07/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Todd Clayton Graham | 2672497 | 1 | 12/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Nicola Dipaolo | 4307355 | 4 | 03/04/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Allison Inzerella Trahan | 6173907 | 1 | 12/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Anthony James Del Prete | 1638478 | 5 | 10/19/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Anthony James Del Prete | 1638478 | 5 | 05/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |