Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Curtis Miller | 1053076 | 3 | 03/10/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Sandra Benain McKoy | 2954755 | 4 | 01/11/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Danny Young | 4115155 | 3 | 04/12/2021 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Lorenzo A Delgado Bustamante | 5086059 | 6 | 04/05/2021 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
| Alan S Haenel | 707171 | 3 | 03/17/2021 | Customer Dispute | Settled | $99,999.00 | $0.00 | See FINRA Report |
| Laura Renee Shrawder-Miles | 2384721 | 5 | 02/08/2021 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| Jose Ivan Acosta Jordan | 1688356 | 10 | 05/05/2020 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Arturo Colon | 2995362 | 32 | 04/22/2020 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Keith Landon Kelt | 267357 | 3 | 03/21/2020 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Carlos Capacete | 1429466 | 25 | 12/05/2019 | Customer Dispute | Settled | $224,000.00 | $0.00 | See FINRA Report |