Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marvin Keith McGraw | 1062664 | 3 | 10/03/2022 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Leroy Joseph George | 1540486 | 2 | 05/13/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kirk Fitzgerald Stauffer | 2381693 | 12 | 02/28/2022 | Customer Dispute | Denied | $16,705.00 | $0.00 | See FINRA Report |
| Ronald Arthur Christopher | 2892530 | 2 | 05/04/2021 | Customer Dispute | Denied | $40,500.00 | $0.00 | See FINRA Report |
| Jonathan David Fike | 2708157 | 1 | 09/09/2020 | Customer Dispute | Denied | $24,661.00 | $0.00 | See FINRA Report |
| Jeffrey Lee Stock | 4821471 | 1 | 09/09/2020 | Customer Dispute | Denied | $24,661.00 | $0.00 | See FINRA Report |
| John Michael Heroux | 4502714 | 1 | 04/13/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Hung T Sam | 6065447 | 3 | 04/12/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sandra Benain McKoy | 2954755 | 4 | 01/31/2020 | Customer Dispute | Denied | $20,622.00 | $0.00 | See FINRA Report |
| Kent Edward Amos | 1420455 | 4 | 03/04/2019 | Customer Dispute | Denied | $54,000.00 | $0.00 | See FINRA Report |