Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rodrigo Ortiz | 2404460 | 4 | 07/06/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Laurel Kay Miller | 6247861 | 2 | 10/07/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Laurel Kay Miller | 6247861 | 2 | 05/17/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Edward Eitas | 4876310 | 1 | 12/11/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Richard Hostick | 4353542 | 2 | 08/07/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Andrew Neal | 2807840 | 5 | 09/09/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Saverio Anthony Fiorello | 1724650 | 1 | 07/04/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Howard Alfred Parker | 1130830 | 1 | 01/13/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Victor Anthony Dibattista | 2432756 | 1 | 12/12/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Keith Vereen | 4167706 | 2 | 10/07/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |