Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kelly Stolte Miller | 1336841 | 4 | 09/03/2013 | Customer Dispute | Award / Judgment | $2,900,000.00 | $5,750,770.00 | See FINRA Report |
| Kaaren Dale Powell | 2805361 | 1 | 01/31/2013 | Customer Dispute | Award / Judgment | $18,084,100.00 | $0.00 | See FINRA Report |
| Rodrigo Ortiz | 2404460 | 6 | 05/22/2009 | Customer Dispute | Award / Judgment | $16,000.00 | $16,212.50 | See FINRA Report |
| William Blair Gordon | 2127800 | 13 | 03/23/2009 | Customer Dispute | Award / Judgment | $496,162.00 | $150,971.00 | See FINRA Report |
| Bradley Ross Thompson | 3233338 | 2 | 08/28/2002 | Customer Dispute | Award / Judgment | $22,000.00 | $6,750.00 | See FINRA Report |
| Robin Sue Davis | 1325295 | 4 | 10/23/2001 | Customer Dispute | Award / Judgment | $684,495.00 | $275,000.00 | See FINRA Report |
| Anthony David Agbay | 2354562 | 10 | 08/23/2001 | Customer Dispute | Award / Judgment | $80,000.00 | $15,000.00 | See FINRA Report |
| Alfredo Oliva | 352034 | 2 | 02/08/2000 | Customer Dispute | Award / Judgment | $2,847,960.00 | $520,662.00 | See FINRA Report |
| Bruce Edmund Winter | 1099535 | 7 | 10/21/1992 | Customer Dispute | Award / Judgment | $65,000.00 | $32,500.00 | See FINRA Report |