Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kovack Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rinaldo Diaz-Flores | 4129676 | 4 | 08/09/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Laura Renee Shrawder-Miles | 2384721 | 6 | 05/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Curt William Knapp | 1206432 | 1 | 04/18/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Karl Klingmann II | 4268378 | 1 | 04/11/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Shawn Haddigan | 4814523 | 2 | 02/21/2023 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Keith Landon Kelt | 267357 | 4 | 02/02/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Darwin Junior Dees | 4662702 | 3 | 11/01/2022 | Customer Dispute | Closed-No Action | $162,000.00 | $0.00 | See FINRA Report |
| Marvin Keith McGraw | 1062664 | 3 | 10/03/2022 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Maile Sue Foster | 3049192 | 4 | 08/29/2022 | Customer Dispute | Settled | $198,000.00 | $0.00 | See FINRA Report |
| Leroy Joseph George | 1540486 | 2 | 05/13/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |