Our Staff has compiled our research into a database of FINRA Broker Disclosures for Santander Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Panagiotis Peter Ermogenous | 5257901 | 3 | 05/09/2022 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Panagiotis Peter Ermogenous | 5257901 | 3 | 03/09/2020 | Customer Dispute | Settled | $249,281.00 | $0.00 | See FINRA Report |
| Robert Francis Paventi | 1865265 | 1 | 12/04/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald Powers Defeo | 1660868 | 1 | 02/14/2018 | Customer Dispute | Settled | $48,000.00 | $0.00 | See FINRA Report |
| Walter Rocco Kukowski | 1890862 | 4 | 10/26/2016 | Customer Dispute | Settled | $455,147.00 | $0.00 | See FINRA Report |
| Edward C Grampp | 5411524 | 1 | 08/31/2015 | Customer Dispute | Settled | $57,683.00 | $0.00 | See FINRA Report |
| Shanor N Hawkins | 3119189 | 1 | 08/13/2015 | Customer Dispute | Settled | $9,932.86 | $0.00 | See FINRA Report |
| Robert Andrew Desalvo | 1812531 | 3 | 03/12/2015 | Customer Dispute | Settled | $37,721.00 | $0.00 | See FINRA Report |
| Carl Anthony Frank Libert | 4350163 | 3 | 07/30/2013 | Customer Dispute | Settled | $10,094.60 | $0.00 | See FINRA Report |
| Carl Anthony Frank Libert | 4350163 | 3 | 07/24/2013 | Customer Dispute | Settled | $14,886.40 | $0.00 | See FINRA Report |