Our Staff has compiled our research into a database of FINRA Broker Disclosures for Santander Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Shawn Nolan | 4462509 | 9 | 12/28/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Shawn Nolan | 4462509 | 9 | 12/28/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Shawn Nolan | 4462509 | 9 | 12/28/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Shawn Nolan | 4462509 | 9 | 12/28/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Shawn Nolan | 4462509 | 9 | 12/28/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Shawn Nolan | 4462509 | 9 | 12/28/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Shawn Nolan | 4462509 | 9 | 12/28/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Shawn Nolan | 4462509 | 9 | 12/28/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Shawn Nolan | 4462509 | 9 | 12/28/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Surya Karen Sapra | 4713523 | 2 | 05/23/2023 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |