Our Staff has compiled our research into a database of FINRA Broker Disclosures for Santander Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nuzhat Naz Khan | 6017784 | 1 | 04/01/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Randy Edward Ball | 3172188 | 6 | 01/30/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Antonio Alexander Alarcon | 6123624 | 3 | 06/28/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ann M Marshall | 4298125 | 5 | 08/31/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Antonio Alexander Alarcon | 6123624 | 3 | 07/21/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ann M Marshall | 4298125 | 5 | 06/04/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Michael Johnson | 2947839 | 1 | 08/26/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ann M Marshall | 4298125 | 5 | 01/06/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ann M Marshall | 4298125 | 5 | 09/20/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ann M Marshall | 4298125 | 5 | 06/08/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |