Our Staff has compiled our research into a database of FINRA Broker Disclosures for Santander Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Antonio Aitcheson | 5585755 | 1 | 09/21/2022 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| August Charles Miele | 2034696 | 4 | 07/19/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Surya Karen Sapra | 4713523 | 1 | 04/09/2020 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Matt Francis Breunig | 4974167 | 1 | 09/11/2018 | Customer Dispute | Denied | $10,700.00 | $0.00 | See FINRA Report |
| Thomas J Morelli | 3175266 | 2 | 04/01/2016 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Walter Rocco Kukowski | 1890862 | 4 | 04/01/2016 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Sheldon Walker | 6187585 | 1 | 01/20/2016 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Robert Andrew Desalvo | 1812531 | 3 | 04/30/2015 | Customer Dispute | Denied | $7,239.45 | $0.00 | See FINRA Report |
| Walter Rocco Kukowski | 1890862 | 4 | 09/17/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Andrew Desalvo | 1812531 | 3 | 08/14/2013 | Customer Dispute | Denied | $9,518.39 | $0.00 | See FINRA Report |