Our Staff has compiled our research into a database of FINRA Broker Disclosures for Santander Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nico Rawinder Singh Sethi | 5985008 | 4 | 04/03/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nico Rawinder Singh Sethi | 5985008 | 4 | 04/18/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nico Rawinder Singh Sethi | 5985008 | 4 | 07/16/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |