Our Staff has compiled our research into a database of FINRA Broker Disclosures for Santander Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nuzhat Naz Khan | 6017784 | 1 | 04/01/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Shawn Nolan | 4462509 | 9 | 12/28/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Shawn Nolan | 4462509 | 9 | 12/28/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Shawn Nolan | 4462509 | 9 | 12/28/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Shawn Nolan | 4462509 | 9 | 12/28/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Shawn Nolan | 4462509 | 9 | 12/28/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Shawn Nolan | 4462509 | 9 | 12/28/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Shawn Nolan | 4462509 | 9 | 12/28/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Shawn Nolan | 4462509 | 9 | 12/28/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Shawn Nolan | 4462509 | 9 | 12/28/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |