Our Staff has compiled our research into a database of FINRA Broker Disclosures for Santander Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Andrew F Morris | 2009038 | 2 | 04/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Juan S Alzate | 6304351 | 1 | 08/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Martin C Kennedy | 6674786 | 2 | 04/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Carlos Arturo Vargas | 2464058 | 1 | 03/28/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Martin C Kennedy | 6674786 | 2 | 03/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Gerardo D Ventresca | 2185660 | 1 | 02/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jeannine Rafaela Tria Zamora | 6016422 | 1 | 06/02/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Angelina Ritchens | 7208849 | 1 | 02/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Tisha Nichol Evans | 4693102 | 1 | 05/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Bethanne Wesolowski | 6017736 | 1 | 11/30/2015 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |