Our Staff has compiled our research into a database of FINRA Broker Disclosures for Santander Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Derek Laird | 3062601 | 1 | 06/04/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nico Rawinder Singh Sethi | 5985008 | 4 | 11/10/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Rafael A Cruz | 4659566 | 2 | 11/14/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Antonio Alexander Alarcon | 6123624 | 3 | 10/17/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jilber Kalayjian | 2963728 | 1 | 09/04/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Natale Russo | 2287859 | 3 | 04/11/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Natale Russo | 2287859 | 3 | 11/21/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew F Morris | 2009038 | 2 | 08/13/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |